• Listing and compliance for issuers with securities traded on NASDAQ, OTC Bulletin Board, Pink Sheets, and OTC-Other. 
  • Representation of persons involved in investigations and litigation with the Securities and Exchange Commission. 
  • Representation of investor relations firms. 
  • Representation of FINRA regulated broker-dealers. 
  • Representation of publicly traded corporations. Assist with reporting obligations under the Securities Exchange Act and with SEC proxy statements.
  • Restructuring of publicly traded shell corporations. 
  • Representation of private equity firms and issuers in PIPE transactions and registered offerings. 
  • Representation of a trade association and non-profit organizations in corporate matters. 
  • Representation of companies in reverse merger transactions. 
  • Assistance to public company officers, directors and major shareholders with insider reports required by the SEC. 
  • Securities and corporate law compliance. 
  • Representation of secondary market for illiquid assets.
  • Representation of clients in appellate actions involving securities matters.
  • Representation of private equity funds and their portfolio companies.
  • Representation of private entities regarding investments, including advising in regard to financing, structure and the satisfaction of regulatory requirements. Advise as to implementing exit strategies through public offerings or private sales.  
  • Assist clients with equity offerings, debt financing, and private placements.

 

THE FOLLOWING IS A SELECTION OF TRANSACTIONS HANDLED BY WEED & CO. LLP:

 

  • Served as company counsel in a $3,500,000 private placement of preferred stock and warrants for a public company in the automotive accessories market.
  • Reverse merger of a manufacturer of energy drinks into a public company and representation as to $1,200,000 PIPE offering of convertible notes and warrants.
  • Closing of the sale of a multi-million dollar warrant portfolio of a large institutional investor.
  • Representation of an individual in an appeal before the Tenth Circuit based upon a federal securities law violation case brought by the government.
  • Private offering for a dental market company providing hard and soft tissue products used in connection with dental implant surgery.
  • Acted as independent securities counsel for local and multinational law firms in business transactions.
  • Liquidation of Midwest based N.A.S.D. Broker Dealer. 
  • Financing for company providing real-time on demand billing systems to the wireless telecommunications industry. 
  • Expansion financing for agricultural commodity trading and shipping company. 
  • Turnaround management consulting and financial restructuring for well known publicly traded apparel company. 
  • Acted as company counsel in the merger of two public companies. Preparation of Form S-4 registration statement relating to the merger.